Global Business Solutions

SOLUTIONS

Transfer & Maintenance

Registration

Change in Ownership

Audits & Due Diligence

Account Updating

Drip Enrolment

Certificate Replacement

Corporate Actions

M & A

Reorganization

Stock Transfers

Sale

Reissue Services

Employee Stock Purchase Plan

Share Transfers

Share Buying/Selling

Account Management

OFFERINGS

Register, maintain and manage records of shareholder’s for the client.

Providing distributions or dividends, including automatic share investments by enrolling.

Respond and manage shareholder inquiries and correspondence including sending: Proxy materials > Statements with details of holdings/transactions.

Bankruptcy and Liquidation – Providing the bankrupt or administrator shareholder details in the event of bankruptcy or liquidation.

Distribute tax information to shareholder – Tax forms, including W-9, W-8BEN, 1099- DIV and 1099-B

Servicing accounts for Deceased Estates, Guardianship and Power of Attorney.

Corporate actions such as mergers, acquisitions and spin-offs.

Online account access, employee equity compensation services.

Annual meeting services – Proxy.

Enchantments and lost shareholder services.

Direct stock purchase/dividend reinvestment plan.

DIFFERENTIATORS

Strong Process governance and robust training programs, in house certified trainers.

Proven industry best practices imbibe in our culture.

Rich expertise, business contextual knowledge in Transfer agency business.

Y-O-Y Productivity benefits.

Process Re-engineering, cost benefit to client organization.

Robust compliance policy, safeguarding customer data, 100% compliant on infosec audits.

INVESTOR SOLUTIONS

ABOUT INVESTOR SOLUTIONS

SOLUTIONS

Transfer & Maintenance

Corporate Actions

Employee Stock Purchase Plan

OFFERINGS

Register, maintain and manage records of shareholder’s for the client.

Providing distributions or dividends, including automatic share investments by enrolling.

Respond and manage shareholder inquiries and correspondence including sending: Proxy materials > Statements with details of holdings/transactions.

Bankruptcy and Liquidation – Providing the bankrupt or administrator shareholder details in the event of bankruptcy or liquidation.

Distribute tax information to shareholder – Tax forms, including W-9, W-8BEN, 1099- DIV and 1099-B

Servicing accounts for Deceased Estates, Guardianship and Power of Attorney.

Corporate actions such as mergers, acquisitions and spin-offs.

Online account access, employee equity compensation services.

Annual meeting services – Proxy.

Enchantments and lost shareholder services.

Direct stock purchase/dividend reinvestment plan.

DIFFERENTIATORS

Mutual Fund Solutions

Global Business Solutions

Corporate Registry

Private Wealth Management

National Pension System

Alternatives

Global Fund Solutions

INVESTOR SOLUTIONS

ABOUT INVESTOR SOLUTIONS

SOLUTIONS

Transfer & Maintenance

Corporate Actions

Employee Stock Purchase Plan

OFFERINGS

Register, maintain and manage records of shareholder’s for the client.

Providing distributions or dividends, including automatic share investments by enrolling.

Respond and manage shareholder inquiries and correspondence including sending: Proxy materials > Statements with details of holdings/transactions.

Bankruptcy and Liquidation – Providing the bankrupt or administrator shareholder details in the event of bankruptcy or liquidation.

Distribute tax information to shareholder – Tax forms, including W-9, W-8BEN, 1099- DIV and 1099-B

Servicing accounts for Deceased Estates, Guardianship and Power of Attorney.

Corporate actions such as mergers, acquisitions and spin-offs.

Online account access, employee equity compensation services.

Annual meeting services – Proxy.

Enchantments and lost shareholder services.

Direct stock purchase/dividend reinvestment plan.

DIFFERENTIATORS