ABOUT INVESTOR SOLUTIONS

We at KFintech, aim to deliver services & support through years of experience in Transfer Agent-Share
and
Agency
Services.


SOLUTIONS

Transfer &
Maintenance

  • Registration
  • Change in Ownership
  • Audits & Due Diligence
  • Account Updating
  • Drip Enrolment
  • Certificate Replacement
  • Corporate Actions

  • M & A
  • Reorganization
  • Stock Transfers
  • Sale
  • Reissue Services
  • Employee Stock
    Purchase Plan

  • Share Transfers
  • Share buying/selling
  • Account Management

  • OFFERINGS

    Register, maintain and manage records of shareholder’s for the client.

    Providing distributions or dividends, including automatic share investments by enrolling.

    Respond and manage shareholder inquiries and correspondence including sending: Proxy materials >
    Statements with details of holdings/transactions.

    Bankruptcy and Liquidation – Providing the bankrupt or administrator shareholder details in the
    event of
    bankruptcy or liquidation.

    Distribute tax information to shareholder – Tax forms, including W-9, W-8BEN, 1099- DIV and
    1099-B

    Servicing accounts for Deceased Estates, Guardianship and Power of Attorney.

    Corporate actions such as mergers, acquisitions and spin-offs.

    Online account access, employee equity compensation services.

    Annual meeting services – Proxy.

    Enchantments and lost shareholder services.

    Direct stock purchase/dividend reinvestment plan.


    DIFFERENTIATORS

    • Strong Process governance and robust training programs, in house certified trainers.
    • Proven industry best practices imbibe in our culture.
    • Rich expertise, business contextual knowledge in Transfer agency business.
    • Y-O-Y Productivity benefits.
    • Process Re-engineering, cost benefit to client organization.
    • Robust compliance policy, safeguarding customer data, 100% compliant on infosec audits.